Cincinnati USA Regional Chamber

MAR
5

The FINRA Expungement Process

The FINRA Expungement Process: Tips, Tricks, and Recent Developments

On March 5 at 2 p.m. (ET), Ulmer attorney Christopher D. Seps will host a live webinar to discuss the FINRA expungement process from beginning to end, including:

  • Procedural steps governing the FINRA expungement process
  • FINRA’s substantive requirements that must be met
  • Various obstacles that registered reps or their counsel may encounter
  • The status of pending rule changes related to the expungement process 

For more information on CLE credit or to register, click here.

Event details

When: 3/5/2020 2:00 PM–3:00 PM
Where: Webinar
Cost: Free
Contact Info: Abi Luempert

Cincinnati USA Regional Chamber | 3 East 4th St., Cincinnati, OH 45202 USA | 513.579.3100

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